Disclosures

How securities activities are conducted

Securities offered through Finalis Securities LLC, Member FINRA/SIPC. ELO Advisors is not a registered broker-dealer. ELO Advisors and Finalis Securities LLC are separate, unaffiliated entities.

In the United States, securities activities are conducted under the chaperoning framework in SEC Rule 15a-6, with Finalis Securities LLC acting as the chaperoning broker-dealer (CRD No. 305908, SEC No. 8-70425). Rule 15a-6 is the route by which a non-U.S. firm conducts securities activity in the United States through a registered U.S. broker-dealer.

The arrangement is limited by its terms, and those limits are the scope of what we do. It covers the solicitation of U.S. institutional counterparties, as that term is used in Rule 15a-6, in connection with private capital-raising transactions. Contact with U.S. institutions is chaperoned by a registered Finalis representative except where the rule expressly permits otherwise, and Finalis is responsible for effecting each transaction and for the associated books and records.

The services described on this website are directed to institutional counterparties and are not available to U.S. retail investors. If you are a U.S. investor and not an institution of the kind described above, we ask that you not submit an inquiry through this website.

Regulatory status

ELO Advisors is not a registered broker-dealer. Where an engagement requires a registered firm, that role is performed by Finalis Securities LLC, and the engagement documentation says so.

Stated plainly, ELO Advisors does not:

• Effect securities transactions.
• Solicit or accept orders for the purchase or sale of securities.
• Hold or handle client funds or securities, or take custody of them.

ELO Advisors is not an investor or lender and does not guarantee that capital will be available or that any transaction will close. Any engagement requires a written agreement, and any transaction is subject to diligence, investor approval, definitive documentation, and applicable law.

Privacy Notice

When you contact ELO Advisors or schedule a call, we may receive information you choose to provide, such as your name, organization, contact details, and message. The website may also receive basic technical information required to operate, protect, and improve the site.

We may use this information to respond to inquiries, administer the website, maintain business records, and work with service providers supporting those activities. Retention periods and privacy rights may vary by jurisdiction. For privacy questions or requests, contact deals@eloadvisors.com.

Terms of Use

This website is informational and may be changed without notice. Nothing on the site creates an adviser-client relationship; an engagement begins only through a written agreement signed by the relevant parties.

Visitors should not rely on this website as the sole basis for a capital-raising or business decision. ELO Advisors does not warrant that every item is complete, current, or error-free. External links are provided for convenience, and ELO Advisors is not responsible for third-party content or practices.

Accessibility

ELO Advisors aims to make this website usable for a broad range of visitors. The site supports keyboard navigation, visible focus states, reduced-motion preferences, descriptive image text, and accessible dialogs.

If you encounter an accessibility barrier, email deals@eloadvisors.com with the page, feature, and assistance requested so the team can respond.

General information

This website is informational only and is not an offer, solicitation, recommendation, or commitment. ELO Advisors does not provide legal, tax, accounting, or investment advice. Statistics shown are unaudited.

Articles published under Insights are general market commentary. They are not investment, legal, tax, or accounting advice, and are not a recommendation regarding any security, issuer, or transaction.